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Titan Global Management 遭美 SEC 指控 ,涉嫌虚假宣传和未正确披露加密资产

2023-08-22 09:17:27
ChainCatcher 消息,美国证券交易委员会(SEC)指控 Titan Global Management 涉嫌与加密货币相关的违规行为,表示 Titan 在广告中使用了误导性的假设业绩指标,其中包括声称 Titan Crypto 策略的“年化”高达 2700%,此外其未能正确披露该公司如何托管加密资产,而且未能“采取有关员工个人加密资产交易的政策和程序”。

Titan 已配合调查,同意美 SEC 裁定其违反了《顾问法》的命令,并在不承认或否认 SEC 调查结果的情况下发出停止令,并支付 192,454 美元的非法所得、判决前利息和 85 万枚美元的民事罚款,这些罚款将分配给受影响的客户。

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